Skip to main content
A paddy in front of a house in Tri Budi Syukur village, West Lampung regency, Lampung province, Indonesia. (Photo: Ulet Ifansasti/CIFOR)

100Q: Boosting household survey data usability with 100 core questions

Written by Matthew O'Leary on . Posted in Features.

A set of core survey questions has been developed in a bid to improve the collection and use of rural farm household data from low and middle-income countries.

Leading agricultural socioeconomists developed the 100Q report, which outlines 100 core questions to identify key indicators around agricultural activities and off-farm income, as well as key welfare indicators focusing on poverty, food security, dietary diversity, and gender equity.

The aim is to forge an international standard approach to ensure socioeconomic data sets are comparable over time and space, said Mark Van Wijk, the lead author of the recent report published through CGIAR Platform for Big Data in Agriculture.

Agricultural researchers interview hundreds of thousands of farmers across the world every year. Each survey is developed with a unique approach for a specific research question. These varied approaches to household surveys limit the impact data can have when researchers aim to reuse results to gain deeper insights.

“A standard set of questions across all farm household surveys means researchers can compare different data points to identify common drivers of poverty and food insecurity among different populations to more efficiently inform development strategies and improve livelihoods,” said Van Wijk, a senior scientist at the International Livestock Research Institute (ILRI).

Finding common ground among data collection efforts is essential for optimizing the impact of socioeconomic data. Instead of reinventing the wheel each time researchers develop surveys, researchers in the CGIAR’s Community of Practice on Socio-Economic Data (CoP SED) formed core questions they believe should become the base of all farm household surveys to improve the ability for global analysis.

CoP SED is promoting the use of the 100Q report as building blocks in survey development through webinars with international agricultural researchers. The community is also doing further research into tagging existing survey data with ontology terms from the 100Q to improve reusability.

Harmonization key to the fair use of data

Bengamisa, DRC. (Photo: Axel Fassio / CIFOR)
Bengamisa, DRC. (Photo: Axel Fassio / CIFOR)

Managing shared data is becoming increasingly important as we move towards an open data world, said Gideon Kruseman, leader of the CoP SED and author of the report.

“For shareable data to be actionable, it needs to be FAIR: findable, accessible, interoperable and reusable. This is the heart of the Community of Practice on Socio-Economic Data’s work.”

At the moment, international agricultural household survey data is disorganized; the proliferation of survey tools and indicators lead to datasets which are often poorly documented and have limited interoperability, explained Kruseman.

It’s estimated that CGIAR—the world’s largest network of agricultural researchers—conducts interviews with around 180,000 farmers per year. However, these interviews have lacked standardization in the socioeconomic domain for decades, leading to holes in our understanding of the agriculture, poverty, nutrition, and gender characteristics of these households.

The 100Q tool has been systematically designed to enable the quantification of interactions between different components and outcomes of agricultural systems, including productivity and human welfare at the farm and household level, said Kruseman, a Foresight and Ex-Ante Research Leader at the International Maize and Wheat Improvement Center (CIMMYT).

Streamlining survey data through the world’s largest agricultural research network

Aerial view of the landscape around Halimun Salak National Park, West Java, Indonesia. (Photo: Kate Evans/CIFOR)
Aerial view of the landscape around Halimun Salak National Park, West Java, Indonesia. (Photo: Kate Evans/CIFOR)

Using these building blocks should become standard practice across CGIAR. The researchers hope standardization across all CGIAR institutes will allow for easier application of big data methods for analyzing the household level data themselves, as well as for linking these data to other larger scale information sources like spatial crop yield data, climate data, market access data, and roadmap data.

Researchers from several CGIAR research organizations, the Food and Agriculture Organization of the United Nations, and agricultural nonprofits worked to create the common layout for household surveys and the sets of ontologies underpinning the information to be collected.

“Being able to reuse data is extremely valuable. If household survey data is readily reusable, existing data sets can be used as baselines. It allows us to easily assess how welfare indicators vary across populations and different agro-ecological and socioeconomic conditions, as well as how they may change over time,” Kruseman said.

“It also improves the effectiveness of interventions and the trade-offs between outcomes, which may be shaped by household structure, farm management, and the wider social-environmental.”

CoP SED researchers work in three groups towards improving socioeconomic data interoperability. The 100Q working group focuses on identifying key indicators and related questions that are commonly used and could be used as a standard approach to ensure data sets are comparable over time and space. The working group SEONT focuses on the development of a socioeconomic ontology with accepted standardized terms to be used in controlled vocabularies linked to socioeconomic data sets. The working group OIMS focuses on the development of a flexible and extensible, ontology-agnostic, human-intelligible, and machine-readable metadata schema to accompany socioeconomic data sets.

For more information, visit the CoP SED webpage.

Cover photo: A paddy in front of a house in Tri Budi Syukur village, West Lampung regency, Lampung province, Indonesia. (Photo: Ulet Ifansasti/CIFOR)

Back to basics: COVID-19 labour crunch brings direct seeding of paddy in focus

Written by Mary Donovan on . Posted in In the media.

There is no nationwide official data on how much rice in India is grown through DSR. M L Jat, principal scientist with Mexico-based CIMMYT (International Maize and Wheat Improvement Center), estimated that about 10 per cent of India’s 44 million ha under rice cultivation is through DSR.

In the past few decades, many state governments have been encouraging farmers to move to DSR because it is easier on the environment, but without much success.

Read more here: https://www.downtoearth.org.in/news/agriculture/back-to-basics-covid-19-labour-crunch-brings-direct-seeding-of-paddy-in-focus-72280

Conservation agriculture for sustainable intensification in Eastern India

Written by Marcia MacNeil on . Posted in Publications.

A new policy brief produced by the Indian Council of Agricultural Research (ICAR) lays out a clear case for the benefits and importance of conservation agriculture, and a road map for accelerating its adoption in Eastern India.

A collaborative effort by research and policy partners including ICAR, the National Academy of Agricultural Sciences (NAAS), The International Maize and Wheat Improvement Center (CIMMYT), the International Rice Research Institute (IRRI), and national academic and policy institutions, the brief represents the outputs of years of both rigorous scientific research and stakeholder consultations.

Eastern India — an area comprising seven states — is one of the world’s most densely populated areas, and a crucial agricultural zone, feeding more than a third of India’s population. The vast majority — more than 80% — of its farmers are smallholders, earning on average, just over half the national per capita income.

Conservation agriculture (CA) consists of farming practices that aim to maintain and boost yields and increase profits while reversing land degradation, protecting the environment and responding to climate change. These practices include minimal mechanical soil disturbance, permanent soil cover with living or dead plant material, and crop diversification through rotation or intercropping. A number of studies have shown the success of conservation agriculture in combatting declining factor productivity, deteriorating soil health, water scarcity, labor shortages, and climate change in India.

The road map lists recommended steps for regional and national policy makers, including

  • establishing a database repository on conservation agriculture for eastern India,
  • setting up common learning platform and sites for science-based evidence on CA,
  • developing an effective and productive supply chain system for CA machinery,
  • offering subsidies for CA machinery as incentives to farmers,
  • adopting pricing strategies to encourage market demand for sustained adoption of CA,
  • developing synergies for effective coordination between NARS and CGIAR institutions, and
  • building capacity among stakeholders.

Read the full policy brief here:

Conservation Agriculture for Sustainable Intensification in Eastern India

A combine harvester equipped with the Super SMS (left) harvests rice while a tractor equipped with the Happy Seeder is used for direct seeding of wheat. (Photo: Sonalika Tractors)
A combine harvester equipped with the Super SMS (left) harvests rice while a tractor equipped with the Happy Seeder is used for direct seeding of wheat. (Photo: Sonalika Tractors)

Partners include the Indian Council of Agricultural Research (ICAR), the National Academy of Agricultural Sciences (NAAS), the International Maize and Wheat Improvement Center (CIMMYT), the International Rice Research Institute (IRRI), the Trust for Advancement of Agricultural Sciences (TAAS), the Borlaug Institute for South Asia (BISA), Dr. Rajendra Prasad Central Agricultural University, Bihar Agricultural University, and the Department of Agriculture of the state of Bihar.

 

Cheap maize sheller saves farmers tens of hours

Written by Mary Donovan on . Posted in In the media.

The machine saves farmers the burden of physically removing maize from combs, a tedious, time wasting and costly exercise that is practiced by at least 85 per cent of smallholder farmers in the country according to a research dubbed ‘maize production, challenges and experience of smallholder farmers in East Africa by the International Maize and Wheat Improvement Center (CIMMYT).

Read more here: https://farmbizafrica.com/market-place/12-machinery/999-inexpensive-maize-sheller-saves-farmers-tens-of-hours

Starwheel planter in Zimbabwe. (Photo: Jérôme Bossuet/CIMMYT)

Small is beautiful

Written by Alison Doody on . Posted in Features.

Can Africa’s smallholder farmers adopt and reap the benefits of farm mechanization? The Farm Mechanization and Conservation Agriculture for Sustainable Intensification (FACASI) team set out in 2013 to test this proposition.  With the project nearing closure, the International Maize and Wheat Improvement Center (CIMMYT) project leader Frédéric Baudron believes the answer is yes.

“We have demonstrated that small-scale mechanization is a pathway to sustainable intensification and rural transformation, and can have positive gender outcomes as well,” he explained.

Here are some of the key lessons learned along the way, according to the people involved.

1. Appropriate mechanization is essential

With many farms in Africa measuring no more than two hectares, FACASI focused on bringing two-wheel tractors to regions where smallholdings dominate, especially in Zimbabwe and Ethiopia. For most small farmers, conventional farm machinery is out of reach due to its size, costs, and the skills needed to operate it. The typical path to mechanization would be for farmers to consolidate their farms, which could lead to social and environmental upheaval. Instead, the FACASI team scaled-down the equipment to suit the local context.

FACASI has obtained evidence to dispel commonly held myths about farm power in smallholder farming systems,” said Eric Huttner, research program manager for crops at the Australian Centre for International Agricultural Research (ACIAR).

2. Test, develop and adapt technologies… together 

From start to finish, the project tested and developed technologies in collaboration with farmers, local manufacturers, engineers, extension agents. Together, they adapted and refined small-scale machinery used in other parts of the world to accommodate the uneven fields and hard soils of African smallholder farms. This co-construction of technologies helped cultivate a stronger sense of local ownership and buy-in.

“We gained many valuable insights by continuously refining technologies in the context of efficiency, farmer preference and needs,” said Bisrat Getnet, FACASI national project coordinator in Ethiopia, and director of the Agricultural Engineering Research Department in the Ethiopian Institute of Agricultural Research (EIAR).

Jane Mautsa and her husband operating the sheller. (Photo: Shiela Chikulo/CIMMYT)

3. Make it useful 

The basic two-wheel tractor is a highly flexible and adaptable technology, which can be used to mechanize a range of on-farm tasks throughout the seasons. With the right attachments, the tractor makes short work of sowing, weeding, harvesting, shelling, water pumping, threshing and transportation.

“This multi-functional feature helps to ensure the tractor is useful at all stages of the annual farming cycle, and helps make it profitable, offsetting costs,” said Raymond Nazare, FACASI national project coordinator in Zimbabwe and lecturer at the Soil and Engineering Department of the University of Zimbabwe.

4. Less pain, more profit

Reducing the unnecessary drudgery of smallholder farming can be financially rewarding and open new doors. Mechanization can save farmers the costs of hiring additional labor, and vastly reduce the time and effort of many post-harvest tasks — often done by women — such as transport, shelling and grinding. FACASI researchers demonstrated the potential for mechanization to reduce this onerous labor, allowing women to channel their time and energy into other activities.

5. New, inclusive rural business models

New technologies need reliable supply chains and affordable support services. The FACASI team supported leasing and equipment-sharing schemes, trained people to operate and maintain machinery, and encouraged individuals and groups to become service providers. These efforts often focused on giving youth and women new business opportunities.

“The project demonstrated that small mechanization can create profitable employment,” said Tirivangani Koza, of Zimbabwe’s Ministry of Lands, Agriculture, Water and Rural Resettlement.

“Women and youth are using small mechanization to grow profitable businesses,” said Alice Woodhead in Australia.

“They have advanced from dependent family members to financially independent entrepreneurs. Their new skills, such as servicing the tractors, marketing and shelling, have increased their family’s income. FACASI has also inspired community members to launch aligned businesses such as shelling services, inventing new two-wheel tractor implements for the growing customer base, or becoming artisan mechanics. In some districts, the two-wheel tractors are starting to create a cycle of innovation, business development, food diversification and sustainable economic growth,” she said.

6. Respond to farmer demands

Although the FACASI team set out to promote mechanization as a way to help farmers take up conservation agriculture techniques such as direct seeding, they opened the Pandora’s box for other beneficial uses. By the project’s end, it was clear that transport and mechanization of post-harvest tasks like shelling and threshing, had become far more popular among farmers than mechanization of crop production. This result is a sign of the team’s success in demonstrating the value of small-scale mechanization, and adapting technologies to respond to farmers’ needs.

7. Embrace new research models

Agricultural research for development has long forgotten about labour and mechanization issues; the FACASI team helped put these front and center by involving engineers, business enterprises, agriculturalists, and partners from across the supply chain.

“FACASI demonstrates an important change in how to do agricultural research to achieve meaningful impacts,” Woodhead said.

“Rather than focus only on the farm environment and on extension services, they worked from the outset with partners across the food, agriculture and manufacturing sectors, as well as with the public institutions that can sustain long-term change. The project’s results are exciting because they indicate that sustainable growth can be achieved by aligning conservation agriculture goals, institutions and a community’s business value propositions,” she explained.

What’s next?

Demonstration of a minitiller, Naivasha, Kenya. (Photo: Matt O' Leary/CIMMYT)
Demonstration of a minitiller, Naivasha, Kenya. (Photo: Matt O’ Leary/CIMMYT)

Although the project has ended, its insights and lessons will carry on.

“We have built a solid proof of concept. We know what piece of machinery works in a particular context, and have tested different delivery models to understand what works where,” explained Frédéric Baudron.

“We now need to move from piloting to scaling. This does not mean leaving all the work to development partners; research still has a big role to play in generating evidence and making sure this knowledge can be used by local manufacturers, engineers, local dealers and financial institutions,” he said.

As an international research organization, CIMMYT is strategically placed to provide critical answers to farming communities and the diversity of actors in the mechanization value chain.

A number of other organizations have taken up the mantle of change, supporting mechanization as part of their agricultural investments. This includes an initiative supported by the German Development Agency (GIZ) in Ethiopia, an IFAD-supported project to boost local wheat production in Rwanda and Zambia, and an intervention in Zimbabwe supported by the Zimbabwe Resilience Building Fund.

“ACIAR provided us generous and visionary support, at a time when very few resources were going to mechanization research in Africa,” Baudron acknowledged. “This allowed CIMMYT and its partners from the national research system and the private sector to develop unique expertise on scale-appropriate mechanization. The legacy of FACASI will be long-lived in the region,” he concluded.

Cover photo: Starwheel planter in Zimbabwe. (Photo: Jérôme Bossuet/CIMMYT)

Private seed companies bag maize for selfing new maize product. (Photo: Arun Thapa/CIMMYT)

Gauging the impact of COVID-19 lockdown on farming communities and agribusinesses in Nepal

Written by Alison Doody on . Posted in Features. 1 Comment on Gauging the impact of COVID-19 lockdown on farming communities and agribusinesses in Nepal

The agricultural market has been suffering since the government of Nepal imposed a lockdown from March 23, 2020 to limit the spread of COVID-19 in the country. A month after the lockdown, the International Maize and Wheat Improvement Center (CIMMYT) conducted a rapid assessment survey to gauge the extent of disruptions of the lockdown on households from farming communities and agribusinesses.

As part of the Nepal Seed and Fertilizer (NSAF) project, CIMMYT researchers surveyed over 200 key stakeholders by phone from 26 project districts. These included 103 agrovet owners and 105 cooperative managers who regularly interact with farming communities and provide agricultural inputs to farmers. The respondents served more than 300,000 households.

The researchers targeted maize growing communities for the survey since the survey period coincided with the primary maize season.

Seed company staff harvesting maize during the lockdown. (Photo: Darbin Joshi/CIMMYT)
Seed company staff harvesting maize during the lockdown. (Photo: Darbin Joshi/CIMMYT)

Key insights from the survey

The survey showed that access to maize seed was a major problem that farmers experienced since the majority of agrovets were not open for business and those that were partially open — around 23% — did not have much customer flow due to mobility restrictions during the lockdown.

The stock of hybrid seed was found to be less than open pollinated varieties (OPVs) in most of the domains. Due to restrictions on movement during the entire maize-planting season, many farmers must have planted OPVs or saved seeds.

Access to fertilizers such as urea, DAP and MOP was another major problem for farmers since more than half of the cooperatives and agrovets reported absence of fertilizer stock in their area. The stock of recommended pesticides to control pests such as fall armyworm was reported to be limited or out of stock at the cooperatives and agrovets.

Labor availability and use of agricultural machineries was not seen as a huge problem during the lockdown in the surveyed districts.

It was evident that food has been a priority for all household expenses. More than half of the total households mentioned that they would face food shortages if the lockdown continues beyond a month.

During the survey, around 36% of households specified cash shortages to purchase agricultural inputs, given that a month had already passed since the lockdown began in the country. The majority of the respondents reported that the farm households were managing their cash requirements by borrowing from friends and relatives, local cooperatives or selling household assets such as livestock and agricultural produces.

Most of the households said that they received food rations from local units called Palikas, while a small number of Palikas also provided subsidized seeds and facilitated transport of agricultural produce to market during the lockdown. Meanwhile, the type of support preferred by farming communities to help cope with the COVID-19 disruptions — ranging from food rations, free or subsidized seed, transportation of fertilizers and agricultural produce, and provision of credit — varied across the different domains.

The survey also assessed the effect of lockdown on agribusinesses like agrovets who are major suppliers of seed, and in a few circumstances sell fertilizer to farmers in Nepal. As the lockdown enforced restrictions on movement, farmers could not purchase inputs from agrovets even when the agrovets had some stock available in their area. About 86% of agrovets spoke of the difficulty to obtain supplies from their suppliers due to the blockage of transportation and product unavailability, thereby causing a 50-90% dip in their agribusinesses.

Seed company staff harvesting maize during the lockdown. (Photo: Darbin Joshi/CIMMYT)
Seed company staff harvesting maize during the lockdown. (Photo: Darbin Joshi/CIMMYT)

Immediate actions to consider

Major takeaways from this survey are as follows:

  • Currently, food access is a priority and households are spending more money on food. However, as and when the lockdown eases, the need for cash to buy agricultural inputs and services is likely to emerge and may require attention.
  • Accessing maize seed and fertilizer was a problem in many communities during the maize season. Similarly, a shortage of rice seed, particularly hybrids, can be an issue for farmers unless efforts are made right away.
  • To help cope with the COVID-19 disruptions, a one-size-fits-all relief package would not be effective for farming communities living in different domains. Major support should be on facilitating transport and distribution of seed and fertilizers, access to food supplies through the local government’s schemes, and provision of soft loans.
  • Agrovets have an important contribution as the last mile service providers and they were hit hard by the lockdown. Therefore, facilitating agrovet businesses to operate and transport seeds, fertilizers, and pesticides from suppliers to agrovet business points will be essential to restore businesses and deliver agri-inputs to farmers.

The survey findings were presented and shared with the government, private sector, development partner organizations and project staff over a virtual meeting. This report will serve as a resource for the project and various stakeholders to design their COVID-19 response and recovery strategy development and planning.

A farmer in India uses a tractor fitted with a Happy Seeder. (Photo: Dakshinamurthy Vedachalam/CIMMYT)

Could coronavirus drive farmers to adopt sustainable practices in India’s breadbasket?

Written by Matthew O'Leary on . Posted in Features.

June marks the start of the rice growing season in India’s breadbasket but on the quiet fields of Haryana and Punjab you wouldn’t know it.

Usually the northwestern Indian states are teeming with migrant laborers working to transplant rice paddies. However, the government’s swift COVID-19 lockdown measures in late March triggered reverse migration, with an estimated 1 million laborers returning to their home states.

The lack of migrant workers has raised alarms for the labor-dependent rice-wheat farms that feed the nation. Healthy harvests are driven by timely transplanting of rice and, consequently, by the timely sowing of the succeeding wheat crop in rotation.

Without political support for alternative farming practices, crop losses from COVID-19 labor disruptions could reach $1.5 billion and significantly diminish the country’s grain reserves, researchers from the International Maize and Wheat Improvement Center (CIMMYT) warned.

Researchers also fear delayed rice transplanting could encourage unsustainable residue burning as farmers rush to clear land in the short window between rice harvest and wheat sowing. Increased burning in the fall will exacerbate the COVID-19 health risk by contributing to the blanket of thick air pollution that covers much of northwest India, including the densely populated capital region of New Delhi.

The burning of crop residue, or stubble, across millions of hectares of cropland between planting seasons is a visible contributor to air pollution in both rural and urban areas. (Photo: Dakshinamurthy Vedachalam/CIMMYT)
The burning of crop residue, or stubble, across millions of hectares of cropland between planting seasons is a visible contributor to air pollution in both rural and urban areas. (Photo: Dakshinamurthy Vedachalam/CIMMYT)

Both farmers and politicians are showing increased interest in farm mechanization and crop diversification as they respond to COVID-19 disruptions, said M.L. Jat, a CIMMYT scientist who coordinates sustainable intensification programs in northwestern India.

“Farmers know the time of planting wheat is extremely important for productivity. To avoid production losses and smog-inducing residue burning, alternative farm practices and technologies must be scaled up now,” Jat said.

The time it takes to manually transplant rice paddies is a particular worry. Manual transplanting accounts for 95% of rice grown in the northwestern regions. Rice seedlings grown in a nursery are pulled and transplanted into puddled and leveled fields — a process that takes up to 30 person-days per hectare, making it highly dependent on the availability of migrant laborers.

Even before COVID-19, a lack of labor was costing rice-wheat productivity and encouraging burning practices that contribute to India’s air pollution crisis, said CIMMYT scientist Balwinder Singh.

“Mechanized sowing and harvesting has been growing in recent years. The COVID-19 labor shortage presents a unique opportunity for policymakers to prioritize productive and environmentally-friendly farming practices as long term solutions,” Singh said.

Sustainable practices to cope with labor bottlenecks

CIMMYT researchers are working with national and state governments to get information and technologies to farmers, however, there are significant challenges to bringing solutions to scale in the very near term, Singh explained.

There is no silver bullet in the short term. However, researchers have outlined immediate and mid-term strategies to ensure crop productivity while avoiding residue burning:

Delayed or staggered nursery sowing of rice:  By delaying nursery sowing to match delays in transplanting, yield potential can be conserved for rice. Any delay in transplanting rice due to labor shortage can reduce the productivity of seedlings. Seedling age at transplanting is an important factor for optimum growth and yield.

“Matching nursery sowing to meet delayed transplanting dates is an immediate action that farmers can take to ensure crop productivity in the short term. However, it’s important policymakers prioritize technologies, such as direct seeders, that contribute to long term solutions,” Singh said.

Direct drilling of wheat using the Happy Seeder: Direct seeding of wheat into rice residues using the Happy Seeder, a mechanized harvesting combine, can reduce the turnaround time between rice harvest and wheat sowing, potentially eliminating the temptation to burn residues.

“Identifying the areas with delayed transplanting well in advance should be a priority for effectively targeting the direct drilling of wheat using Happy Seeders,” said Jat. The average farmer who uses the Happy Seeder can generate up to 20% more profits than those who burn their fields, he explained. “Incentivizing farmers through a direct benefit transfer payment to adopt ‘no burn’ practices may help accelerate transitions.”

Directly sown rice: Timely planting of rice can also be achieved by adopting dry direct seeding of rice using mechanized seed-cum-fertilizer planters. In addition to reducing the labor requirement for crop establishment, dry direct seeding allows earlier rice planting due to its lower water requirement for establishment. Direct-seeded rice also matures earlier than puddled transplanted rice. Thus, earlier harvesting improves the chance to sow wheat on time.

“CIMMYT researchers are working with the local mechanical engineers on rolling out simple tweaks to enable the Happy Seeder to be used for direct rice seeding. The existing availability of Happy Seeders in the region will improve the speed direct rice sowing can be adopted,” Jat said.

Crop diversification with maize: Replacing rice with maize in the monsoon season is another option to alleviate the potential shortage of agricultural labor due to COVID-19, as the practice of establishing maize by machine is already common.

“Research evidence generated over the past decade demonstrates that maize along with modern agronomic management practices can provide a profitable and sustainable alternative to rice,” Jat explained. “The diversification of rice with maize can potentially contribute to sustainability that includes conserving groundwater, improving soil health and reducing air pollution through eliminating residue burning.”

A combine harvester equipped with the Super SMS (left) harvests rice while a tractor equipped with the Happy Seeder is used for direct seeding of wheat. (Photo: Sonalika Tractors)
A combine harvester equipped with the Super SMS (left) harvests rice while a tractor equipped with the Happy Seeder is used for direct seeding of wheat. (Photo: Sonalika Tractors)

Getting innovations into farmers’ fields

Rapid policy decisions by national and state governments on facilitating more mechanized operations in labor-intensive rice-wheat production regions will address labor availability issues while contributing to productivity enhancement of succeeding wheat crop in rotation, as well as overall system sustainability, said ICAR’s deputy director general for agricultural extension, AK Singh.

The government is providing advisories to farmers through multiple levels of communications, including extension services, messaging services and farmer collectives to raise awareness and encourage adoption.

Moving toward mechanization and crop diversity should not be viewed as a quick fix to COVID-19 related labor shortages, but as the foundation for long-term policies that help India in achieving the UN Sustainable Development Goals, said ICAR’s deputy director general for Natural Research Management, SK Chaudhari.

“Policies encouraging farming practices that save resources and protect the environment will improve long term productivity of the nation,” he said.

Northwestern India is home to millions of smallholder farmers making it a breadbasket for grain staples. Since giving birth to the Green Revolution, the region has continued to increase its food production through rice and wheat farming providing bulk of food to the country.

This high production has not come without shortfalls, different problems like a lowering water table, scarcity of labor during peak periods, deteriorating soil health, and air pollution from crop residue burning demands some alternative methods to sustain productivity as well as natural resources.

Cover photo: A farmer uses a tractor fitted with a Happy Seeder. (Photo: Dakshinamurthy Vedachalam/CIMMYT)

A farmer uses a two-wheel tractor-mounted reaper to harvest wheat in Nepal. (Photo: Timothy J. Krupnik/CIMMYT)

Mechanized harvesting fuels rural prosperity in Nepal

Written by Matthew O'Leary on . Posted in Features.

In response to increasing labor scarcity and costs, growth in mechanized wheat and rice harvesting has fueled farm prosperity and entrepreneurial opportunity in the poorest parts of Nepal, researchers from the International Maize and Wheat Improvement Center (CIMMYT) have recorded.

Farmers are turning to two-wheeled tractor-mounted reaper-harvesters to make up for the lack of farm labor, caused by a significant number of rural Nepalese — especially men and youth — migrating out in search of employment opportunities.

For Nandalal Oli, a 35-year-old farmer from Bardiya in far-west Nepal, investing in a mechanized reaper not only allowed him to avoid expensive labor costs that have resulted from out-migration from his village, but it also provided a source of income offering wheat and rice harvesting services to his neighbors.

“The reaper easily attaches on my two-wheel tractor and means I can mechanically cut and lay the wheat and rice harvests,” said Oli, the father of two. “Hiring help to harvest by hand is expensive and can take days but with the reaper attachment it’s done in hours, saving time and money.”

Oli was first introduced to the small reaper attachment three years ago at a farmer exhibition hosted by Cereal Systems Initiative for South Asia (CSISA), funded through USAID. He saw the reaper as an opportunity to add harvesting to his mechanization business, where he was already using his two-wheel tractor for tilling, planting and transportation services.

Prosperity powers up reaper adoption

Number of 2-wheel tractor-attachable reaper-harvesters operational through service providers in Nepal’s Terai, 2014–2019
Number of 2-wheel tractor-attachable reaper-harvesters operational through service providers in Nepal’s Terai, 2014–2019

Over 4,000 mechanized reapers have been sold in Nepal with more than 50% in far and mid-west Nepal since researchers first introduced the technology five years ago. The successful adoption — which is now led by agricultural machinery dealers that were established or improved with CSISA’s support — has led nearly 24,000 farmers to have regular access to affordable crop harvesting services, said CIMMYT agricultural economist Gokul Paudel.

“Reapers improve farm management, adding a new layer of precision farming and reducing grain loss. Compared to manual harvesting mechanized reapers improve farming productivity that has shown to significantly increase average farm profitability when used for harvesting both rice and wheat,” he explained.

Nearly 65% of Nepal’s population works in agriculture, yet this South Asian country struggles to produce an adequate and affordable supply of food. The research indicated increased farm precision through the use of mechanized reapers boosts farm profitability by $120 a year when used for both rice and wheat harvests.

Oli agreed farmers see the benefit of his harvesting service as he has had no trouble finding customers. On an average year he serves 100 wheat and rice farmers in a 15 kilometer radius of his home.

“Investing in the reaper harvester worked for me. I earn 1,000 NRs [about $8] per hour harvesting fields and was able to pay off the purchase in one season. The added income ensures I can stay on top of bills and pay my children’s school fees.”

Farmers who have purchased reapers operate as service providers to other farms in their community, Paudel said.

“This has the additional benefit of creating legitimate jobs in rural areas, particularly needed among both migrant returnees who are seeking productive uses for earnings gained overseas that, at present, are mostly used for consumptive and unproductive sectors.”

“This additional work can also contribute to jobs for youth keeping them home rather than migrating,” he said.

The adoption rate of the reaper harvester is projected to reach 68% in the rice-wheat systems in the region within the next three years if current trends continue, significantly increasing access and affordability to the service.

Private and public support for mechanized harvester key to strong adoption

Achieving buy-in from the private and public sector was essential to the successful introduction and uptake of reaper attachments in Nepal, said Scott Justice, an agricultural and rural mechanization expert with the CSISA project.

Off the back of the popularity of the two-wheel tractor for planting and tilling, 22 reaper attachments were introduced by the researchers in 2014. Partnering with government institutions, the researchers facilitated demonstrations led by the private sector in farmers’ fields successfully building farmer demand and market-led supply.

“The reapers were introduced at the right place, at the right time. While nearly all Terai farmers for years had used tractor-powered threshing services, the region was suffering from labor scarcity or labor spikes where it took 25 people all day to cut one hectare of grain by hand. Farmers were in search of an easier and faster way to cut their grain,” Justice explained.

“Engaging the private and public sector in demonstrating the functionality and benefits of the reaper across different districts sparked rapidly increasing demand among farmers and service providers,” he said.

Early sales of the reaper attachments have mostly been directly to farmers without the need for considerable government subsidy. Much of the success was due to the researchers’ approach engaging multiple private sector suppliers and the Nepal Agricultural Machinery Entrepreneurs’ Association (NAMEA) and networks of machinery importers, traders, and dealers to ensure stocks of reapers were available at local level. The resulting competition led to 30-40% reduction in price contributing to increasing sales.

“With the technical support of researchers through the CSISA project we were able to import reaper attachments and run demonstrations to promote the technology as a sure investment for farmers and rural entrepreneurs,” said Krishna Sharma from Nepal Agricultural Machinery Entrepreneurs’ Association (NAMEA).

From 2015, the private sector capitalized on farmers’ interest in mechanized harvesting by importing reapers and running their own demonstrations and several radio jingles and sales continued to increase into the thousands, said Justice.

 Building entrepreneurial capacity along the value chain

Through the CSISA project private dealers and public extension agencies were supported in developing training courses on the use of the reaper and basic business skills to ensure long-term success for farmers and rural entrepreneurs.

Training was essential in encouraging the emergence of mechanized service provision models and the market-based supply and repair chains required to support them, said CIMMYT agricultural mechanization engineer Subash Adhikari.

“Basic operational and business training for farmers who purchased a reaper enabled them to become service providers and successfully increased the access to reaper services and the amount of farms under improved management,” he said.

As commonly occurs when machinery adoption spreads, the availability of spare parts and repairs for reapers lagged behind sales. Researchers facilitated reaper repair training for district sales agent mechanics, as well as providing small grants for spare parts to build the value chain, Adhikari added.

Apart from hire services, mechanization creates additional opportunities for new business with repair and maintenance of equipment, sales and dealership of related businesses including transport and agro-processing along the value chain.

The Cereal Systems Initiative for South Asia (CSISA) aims to sustainably increase the productivity of cereal based cropping systems to improve food security and farmers’ livelihoods in Nepal. CSISA works with public and private partners to support the widespread adoption of affordable and climate-resilient farming technologies and practices, such as improved varieties of maize, wheat, rice and pulses, and mechanization.

Cover photo: A farmer uses a two-wheel tractor-mounted reaper to harvest wheat in Nepal. (Photo: Timothy J. Krupnik/CIMMYT)

New fall armyworm portal launched to help facilitate greater research collaboration

Written by Mary Donovan on . Posted in Press releases.

A fall armyworm eats a maize leaf. (Photo: CABI)

A new Fall Armyworm Research Collaboration Portal has been launched to facilitate global research collaboration to help fight the devastating crop pest fall armyworm.

Developed by CABI in partnership with leading researchers and institutions, the portal is a free-to-access platform that enables the sharing of research data, insights and outputs, and includes a range of key features such as posting research updates, identifying collaborators, and posting questions to the community.

The Research Collaboration Portal is the official platform for the Fall Armyworm R4D International Consortium. B. M. Prasanna, Director of CIMMYT’s Global Maize Program and the CGIAR Research Program on Maize (MAIZE) and co-chair of the portal steering committee commented, “The fall armyworm research collaboration portal will serve as an effective platform for communicating on research actions of the Fall Armyworm R4D International Consortium, led by CIMMYT and IITA. We encourage all the members of the Fall Armyworm R4D International Consortium to actively contribute to the portal.”

Fall armyworm (Spodoptera frugiperda) is an invasive insect pest that feeds on more than 80 plant species, causing major damage to maize, rice, sorghum, sugarcane but also other vegetable crops and cotton.

The pest is native to tropical and subtropical regions of the Americas. However, in 2016 it was reported for the first time in Africa, where it is causing significant damage to maize crops and has great potential for further spread and economic damage.

Fall armyworm has since spread to the Near East and Asia and, according to the Food and Agriculture Organization of the United Nations (FAO), it will likely soon be present in southern Europe. The FAO says that once fall armyworm is a resident pest in a country, it is there to stay and farmers need significant support to manage it sustainably in their cropping systems through integrated pest management activities.

The Fall Armyworm Research Collaboration Portal, funded by the UK Department for International Development (DFID) and the Directorate-General for International Cooperation (DGIS) of the Netherlands under the Action on Invasives program, will also encourage researchers to post preprints of research articles to the new agriRxiv, which offers researchers and students access to preprints across agriculture and allied sciences.

The portal will help reduce the duplication of research into fall armyworm prevention and management, provide a route for the rapid sharing of results and highlight opportunities for collaboration – encouraging rapid, iterative experimentation and global teamwork to address the spread and impact of fall armyworm.

Visit the Fall Armyworm Research Collaboration Portal.

CABI’s Fall Armyworm Portal contains a selection of news, research, practical extension materials, videos and other resources on fall armyworm.

This story was first published by CABI: 
CABI launches new portal to help facilitate greater collaboration on fall armyworm research

AR 2019 banner

Annual Report 2019 launched

Written by Rodrigo Ordóñez on . Posted in News.

AR cover postcard

Read the web version of the Annual Report 2019

Download the Annual Report 2019 in PDF format 

Download the financial report 2019

In 2019, CIMMYT continued to perform groundbreaking crop research and forge powerful partnerships to combat hunger and climate change, preserve maize and wheat biodiversity, and respond to emerging pests and diseases.  

Bill Gates spoke about the “essential role of CGIAR research centers in feeding our future” and together with other stakeholders urged us to “do even better.” In his Gates Notes blog, he highlighted the great example of CIMMYT’s drought-tolerant maize, which helps resource-poor farmers withstand increasing climate risks. 

Over the course of the year, we supported our national partners to release 82 maize and 50 wheat varieties. More than 14,000 farmers, scientists, and technical workers across the world took part in over 900 training and capacity development activities. CIMMYT researchers published 386 peer-reviewed journal articles. 

In 2019, CIMMYT also marked the end of a decade of achievements in seed security. CIMMYT celebrated being the largest depositor at the Svalbard Global Seed Vault with 173,779 accessions from 131 countries. The most recent deposit included 15,231 samples of wheat and 332 samples of maize. 

Innovative solutions like DNA fingerprinting – a method used to identify individual plants by looking at unique patterns in their genome – brought state of the art research into farmer’s fields, providing valuable insights into the diversity of wheat varieties grown in Afghanistan and Ethiopia.   

CIMMYT also continued to play a key role in the battle against fall armyworm, coordinating a global research-for–development consortium to build an evidence-based response against the pest in both Africa and Asia. 

Through the Cereal Systems Initiative for South Asia (CSISA), CIMMYT helped women find business opportunities and empowered female entrepreneurship with the help of mechanization solutions. 

The year 2019 showed us that while CIMMYT’s work may begin with seeds, our innovations support farmers at all stages of the value chain. The year ahead will be a challenging one as we continue to adjust to the “new normal” of life under COVID-19.  We hope you enjoy this Annual Report as we look back on the exciting year that was 2019.   

Read the web version of the Annual Report 2019

Download the Annual Report 2019 in PDF format 

Download the financial report 2019

Participants at a February 2020 maize working group meeting of the Pakistan Agricultural Innovation Program (AIP) with seed of maize parental lines shared by CIMMYT. (Photo: Awais Yaqub)

International program ushers in a new era of maize farming in Pakistan

Written by Mike Listman on . Posted in Features.

A unique consortium of global and Pakistan scientists has helped to drive the country’s recent growth in annual maize output to 6.3 million tons — nearly double the 2010 output — and energized the domestic production of affordable, quality seed of more nutritious and climate-resilient maize varieties.

With funding from the U.S. Agency for International Development (USAID), support from the Pakistan Agricultural Research Council (PARC) and other national experts, and coordination by the International Maize and Wheat Improvement Center (CIMMYT), the seven-year Agricultural Innovation Program (AIP) for Pakistan has contributed to the dramatic growth in national maize productivity that began in the early 2000’s, when more farmers adopted hybrid seed and better management practices.

“A key AIP focus has been to reach smallholder and marginal farmers with affordable maize seed from domestic suppliers, thus reducing maize seed imports that cost Pakistan nearly $80 million in 2018-19,” said AbduRahman Beshir, CIMMYT maize seed system specialist for South Asia. “As part of this, the program has provided dozens of private companies with market-ready maize products and parental seed, as well as training in product marketing and business management and supporting the production and distribution of 175 tons of maize seed for on-farm demonstrations and promotion.”

“The testing of diversified maize products and release of new varieties represent encouraging progress,” said AbduRahman Beshir (foreground), CIMMYT maize seed system specialist, speaking during a traveling seminar, “but only advances in quality seed production and a competitive seed business at scale, with a strong case for investment by the private sector, will allow farmers to benefit.” (Photo: Waheed Anwar/CIMMYT)
“The testing of diversified maize products and release of new varieties represent encouraging progress,” said AbduRahman Beshir (foreground), CIMMYT maize seed system specialist, speaking during a traveling seminar, “but only advances in quality seed production and a competitive seed business at scale, with a strong case for investment by the private sector, will allow farmers to benefit.” (Photo: Waheed Anwar/CIMMYT)

Products from AIP have included more nutritious, diversified maize lines and varieties with tolerance to drought, infertile soils and insect pests, reducing the risk of smallholder farm families for whom losing a crop is catastrophic, according to Syed Khadem Jan, a farmer from Bajaur District of the tribal areas of Pakistan.

“Our area is very fragmented and maize yields have averaged less than 2 tons per hectare, due to the lack of improved varieties and management practices,” Jan said. “The new maize seed with drought-tolerance is what farmers are looking for and will help to secure our food and livelihoods.”

Pakistan farmers sow maize on 1.3 million hectares in diverse ecologies ranging from 30 meters above sea level on the arid plains of Sindh Province to nearly 3,000 meters in the Karakoram mountain range of Gilgit Baltistan Province and as part of complex, irrigated cropping rotations in Punjab Province and small-scale, rain-watered farms in Khyber Pakhtunkhwa Province. Yellow maize is used widely in poultry feed and white maize for various foods including unleavened roti. Despite rising domestic demand for maize, production in Pakistan faces challenges that include a lack of maize varieties for various uses and ecologies, a weak seed delivery system, high seed prices, and unpredictable weather.

Since 2014, AIP has supported the testing by public and private partners in Pakistan of more than 3,000 maize products from breeding programs of CIMMYT and partners such as the International Institute of Tropical Agriculture (IITA). The extensive testing resulted in the identification of 60 new maize hybrids and varieties which CIMMYT handed over, together with their parental lines and breeder seed, to 16 public and private partners, according to Beshir.

“The maize seed distributed through AIP is enough to sow some 9,000 hectares, potentially benefitting nearly 110,000 families,” he said. “Similarly, CIMMYT has shared over 150 elite maize lines that have various preferred traits to foster variety registration, on-farm demonstrations, high-volume seed production, and intensive marketing. These contributions have broadened the genetic diversity and resilience of Pakistan’s maize and, through fast-track testing, saved partners at least eight years and considerable money, over having to develop them on their own from scratch and to pass them through conventional adaptation trials.”

Syed Khadam Jan, maize farmer from Bajaur District, Pakistan, holds a box of seed of a new climate-resilient maize variety from CIMMYT and the Pakistan Maize and Millet Research Institute. (Photo: Khashif Syed/CIMMYT)
Syed Khadam Jan, maize farmer from Bajaur District, Pakistan, holds a box of seed of a new climate-resilient maize variety from CIMMYT and the Pakistan Maize and Millet Research Institute. (Photo: Khashif Syed/CIMMYT)

Biofortified varieties provide better nutrition

Through AIP and national partners such as the University of Agriculture Faisalabad, farmers are testing pro-vitamin-A-enriched maize hybrids that are also remarkably high-yielding, helping to address one of the country’s chronic nutritional deficiencies. With the same aim, in 2017 the national variety evaluation committee approved the release of two “quality protein maize” hybrids, whose grain has enhanced levels of the amino-acid building blocks for protein in humans and other monogastric animals.

Thanking USAID and the government of Pakistan, as well as 22 public and private partners across the maize value chain, Muhammed Imtiaz, CIMMYT country representative for Pakistan and AIP project leader, underscored the importance of specialty maize products for vulnerable communities.

“Strengthening ‘Agriculture-to-Nutrition Pathways’ is a centerpiece of AIP and part of CIMMYT efforts to provide nutritious food for the needy,” Imtiaz said. “The introduction and evaluation of quality protein, Provitamin A and zinc enriched maize products represent a significant contribution both for the maize seed sector and Pakistan’s agricultural transformation.”

Addressing a 2020 AIP meeting, Muhammad Azeem Khan, PARC Chairman, urged stakeholders to use the new maize varieties. “I want to reiterate the importance of collaboration among public and private stakeholders to produce seed at scale, so that the diverse maize varieties can make it to the farmers’ fields as quickly as possible,” he said.

Maize seed producers acknowledge the value of AIP training and support in new business models. “We are grateful to CIMMYT for reviving and helping the crawling maize seed industry to walk,” said Aslam Yousuf, Managing Director of HiSell Seeds Private Ltd. Company. “Now we need to learn to run.”

Dating back to the 1960s, the research partnership between Pakistan and CIMMYT has played a vital role in improving food security for Pakistanis and for the global spread of improved crop varieties and farming practices. Norman Borlaug, Nobel Peace laureate and first director of CIMMYT wheat research, kept a close relationship with the nation’s researchers and policymakers.

Cover photo: Participants at a February 2020 maize working group meeting of the Pakistan Agricultural Innovation Program (AIP) with seed of maize parental lines shared by CIMMYT. (Photo: Awais Yaqub)

Breaking Ground: Lennart Woltering is a catalyst for achieving sustainable impact at scale

Written by Mary Donovan on . Posted in Features.

In Lennart Woltering’s first job working on agricultural water management with the International Crops Research Institute for the Semi-Arid Tropics (ICRISAT) in Niger, he observed a phenomenon that would influence his career path. Although drip irrigation involved huge benefits in terms of yields and productivity, adoption was low all across Africa. This fact made Woltering frustrated and interested.

In his second job at the biggest management consulting firm of Germany focused on international development, he was awarded a contract by the German development agency GIZ to lead a team on a demand-supply match for innovations from the CGIAR. Here he found that uptake of many innovations that showed superior performance over alternatives was limited and largely confined to the pilot project environment. When a few years later GIZ and the International Maize and Wheat Improvement Center (CIMMYT) advertised a Scaling Advisor position, Woltering knew this was the job for him.

Scaling is the process of expanding beneficial technologies and practices over geographies, and across institutions and levels to impact large numbers of people. This sounds very abstract, and Woltering is now supporting colleagues to make sense of the what, why and how of scaling in their specific contexts. The GIZ and CIMMYT contract modality does not force him to work on one project alone, but allows him to support a broad range of projects and programs to achieve more sustainable impact, within and beyond CIMMYT.

Changing mindsets

There is a modus operandi of doing projects in the most efficient way to meet targets, then moving on to the next project. Success is often measured by the number of beneficiaries reached at the last day of that project. However, this is often at the expense of important “systems work” such as building lasting relationships, developing organizational capacities and improving the enabling environment rather than finding holes in it. CIMMYT’s mission and vision are focused on social impact, hence the outcomes of our work are more important than our outputs. We cannot assume that adoption of an innovation leads directly to positive impacts — we have the responsibility to abide by the principles of “do no harm” and “leave no one behind.” Scaling is a process that should be part of the design of projects from the beginning.

Woltering keeps asking himself, “What happens when the project stops tomorrow? Do local actors have the capacities and desire to take responsibility of the scaling process once the project is over? What models of collaboration can survive the project?” He observes a strong underestimation of the importance of context for an innovation to be successful. Woltering’s guiding principle is “10% is the innovation and 90% is the context.”

Lennart Woltering discusses scaling strategies during a workshop at CIMMYT. (Photo: Maria Boa Alvarado/CIMMYT)

The Scaling Scan

The first thing Woltering did at CIMMYT was visit the country offices and projects in Africa and Asia, to understand how colleagues give meaning to scaling and to identify opportunities and challenges. He saw that in every context there was a different bottleneck to scaling — government policies, the value chain, but hardly ever the technology. The common denominator among these situations was that there was always a weakest link. If that problem was solved, teams would encounter the next weakest link. He identified a need to think strategically about project elements from the beginning of the project.

Woltering came across a paper by PPPLab that mentioned ten scaling ingredients, or ten conditions for scaling to be successful. He got in touch with them to see how this could be useful for CIMMYT and the CGIAR. “How can we make this fluffy concept of scaling that people don’t understand into something meaningful?”

This idea became the Scaling Scan, developed by PPPLab and CIMMYT. The tool helps practitioners to analyze what they want to scale, while trying to keep the process as simple as possible. The Scaling Scan helps teams to come up with a realistic ambition and identify bottlenecks from the start. It highlights what project teams need to pay attention to on the journey to reach scale.

“One thing that immediately becomes clear is that impact at scale requires a much broader range of skills and disciplines than what any one organization can bring. The Scaling Scan and an associated partnership tool we developed helps teams to recognize what type of collaborations are necessary along the way. It is very encouraging to get emails from organizations like Catholic Relief Services and ILRI that they are using the Scaling Scan on their own,” says Woltering.

Participants in the scaling workshop stand for a group photo with the trainers. (Photo: CIMMYT)

Progress towards impact

For many decades, CGIAR focused only on research, but in the last 20 years, it expanded to focus on what actually happens with those research outputs.

CIMMYT has always been working on things we now call scaling, in the sense of having a positive impact and changing people’s lives for the better. However, how that happened in that specific context has never been integrated systematically in the design, implementation nor the learning. “Scaling is finally getting recognized as a science but also as an art, and it is great to work on both fronts with scientists and project managers,” says Woltering.

There is a global community of practice on scaling with donors, implementers and practitioners. Five years ago, there were ten members and now the agriculture working group has members of more than sixty different organizations (including USAID, IFAD, CGIAR, CRS). CIMMYT is not only leading this community, but also set up a CGIAR-wide task force and a CIMMYT internal task force on scaling.

The COVID-19 crisis has shown that we need sustainable change at scale, and short term and one-off solutions will not do. This has only accelerated a trend of funders and implementers shifting to a more systemic approach. “CIMMYT is at the forefront of this wave which makes it a very exciting time to be working on this,” said Woltering.

Demonstration of a minitiller, Naivasha, Kenya. (Photo: CIMMYT)

African small-scale mechanization project winds down after strong results

Written by Mary Donovan on . Posted in Features.

Smallholder farmers in Zimbabwe and Ethiopia have embraced small-scale mechanization thanks to an innovative CIMMYT-led project, which is now drawing to a close. Since 2013, the Farm Mechanization and Conservation Agriculture for Sustainable Intensification (FACASI) project has helped farmers access and use two-wheel tractors that significantly reduce the time and labor needed to grow, harvest and process their crops. To ensure long-term sustainability, the project and its partners helped support and develop local enterprises which could supply, service and operate the machines, and encouraged the development of supportive government policies. The project was funded by the Australian Centre for International Agricultural Research (ACIAR), as well as the CGIAR Research Programs on Maize and Wheat.

“Mechanization is a system not a technology”

From its inception, FACASI went beyond simply providing machinery to farmers, and instead envisioned mechanization as a way out of poverty. “Mechanization is a system, not only a technology,” said Bisrat Getnet, the project’s national coordinator in Ethiopia and director of the Agricultural Engineering Research Department at the Ethiopian Institute of Agricultural Research. “Mechanization needs infrastructure such as roads, fuel stations, spare part dealerships, maintenance centers, training centers and appropriate policies. This project assessed which measures are needed to sustain a new technology and addressed these with direct interventions,” he explained.

The FACASI project worked to introduce and develop new small-scale machines, including two-wheel tractors, small shellers and threshers, and small pumps, in African rural settings, collaborating with local engineers, farmers and manufacturers. This included adapting a range of attachments that could be used to mechanize on-farm tasks such as planting, harvesting, transporting and shelling. In parallel, the project developed local business opportunities around the supply, maintenance and use of the machines, to ensure that users could access affordable services and equipment in their communities.

The project initially worked in four countries: Ethiopia, Kenya, Tanzania and Zimbabwe. Researchers saw significant potential for mechanization to reduce the labor intensity associated with smallholder farming, while encouraging application of conservation agriculture techniques and developing rural service provision businesses. In its second phase, which began in 2017, the project focused on strengthening its efforts in Zimbabwe and Ethiopia.

“In my view the most innovative aspect enabling FACASI’s success was the concept of combining engineering and business modelling, with an understanding of the political, legislative and policy situations in the four countries,” said Professor John Blackwell, an Adjunct Professor at Charles Sturt University who reviewed FACASI and also invented and helped commercialize several successful machines in South Asia, including the famous Happy Seeder.

“FACASI has proven that small mechanization is viable in smallholder settings,” said CIMMYT scientist and project coordinator Frédéric Baudron. “It has shown smallholders that they don’t have to consolidate their farms to benefit from conventional machines, but that machines can instead be adapted to their farm conditions. This, to me, defines the concept of ‘appropriate mechanization’,” he said.

Conservation agriculture planter manufacturing in Arusha, Tanzania. (Photo: CIMMYT)

Benefits to local communities

During its course, the project improved the efficiency and productivity of smallholder farming, reducing labor requirements and creating new pathways for rural women and youth.

The reduction in the labor and drudgery of farming tasks has opened many doors. Farmers can save the costs of hiring additional labor and reinvest that money into their enterprises or households. With a small double-cob sheller producing one ton of kernels in an hour compared to up to 12 days by hand, women can do something else valuable with their time and energy. Entrepreneurs offering mechanization services — often young people who embrace new technologies — can earn a good income while boosting the productivity of local farms.

Mechanization has shown to sustainably improve yields. In Ethiopia, farmers using two-wheel tractors were able to reduce the time needed to establish a wheat crop from about 100 hours per hectare to fewer than 10 hours. In trials, maize and wheat respectively yielded 29% and 22% more on average, compared with using conventional crop establishment methods.

Local female artisan, Hawassa, Ethiopia. (Photo: CIMMYT)

Impacts now and into the future

According to its national partners, FACASI has laid the groundwork for cheap and practical two-wheel tractors to proliferate. In Ethiopia, there are currently 88 service providers whose skills has been directly developed through FACASI project interventions. “This has been a flagship project,” said Ethiopia national coordinator Bisrat Getnet. “It tested and validated the potential for small-scale mechanization and conservation agriculture, it proved that new business models could be profitable, and it opened new pathways for Ethiopian agriculture policy,” he said.

In Zimbabwe, the project has also set the wheels of change in motion. “FACASI demonstrated an opportunity for creating employment and business opportunities through small-scale mechanization,” said Tirivangani Koza, of Zimbabwe’s Ministry of Lands, Agriculture, Water and Rural Resettlement. “With the right funding and policies, there is a very wide and promising scope to scale-up this initiative,” he said.

Read more:
Explore the FACASI Hello Tractor knowledge platform to learn more about conservation agriculture and small-scale mechanization

Cover photo: Demonstration of a minitiller, Naivasha, Kenya. (Photo: CIMMYT)